CE Exams: Please login and click "CE Exams' on the right for exams from the Journal of Financial Planning and Financial Services Review.
The Fiduciary Issue
By Ron A. Rhoades, J.D., CFP®
Should the fiduciary rule survive judicial and political challenges, it promises to propel the financial planning community closer to status as a true profession
Preparing for the Certainty of Uncertainty under the New DOL Rule
by Doug Lennick, CFP®
Moving to a holistic, advice-based fees business model is one of the best ways advisers can prepare for the certainty of uncertainty in the financial planning profession.
by John E. Grable, Ph.D., CFP®; Wookjae Heo, Ph.D.; and Michelle Kruger
Results of this analysis support the notion that a financial planner can assume that a client’s risk tolerance attitude will remain relatively steady over time.