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AUGUST 2016

The Fiduciary Issue

Path Toward a True Profession: The DOL’s Conflict of Interest Rule and BICE’s Impartial Conduct Standard

By Ron A. Rhoades, J.D., CFP®   

Should the fiduciary rule survive judicial and political challenges, it promises to propel the financial planning community closer to status as a true profession


Practice Management

Preparing for the Certainty of Uncertainty under the New DOL Rule
by Doug Lennick, CFP®
Moving to a holistic, advice-based fees business model is one of the best ways advisers can prepare for the certainty of uncertainty in the financial planning profession.


​Contribution

The Intertemporal Persistence of Risk Tolerance Scores

by John E. Grable, Ph.D., CFP®; Wookjae Heo, Ph.D.; and Michelle Kruger

Results of this analysis support the notion that a financial planner can assume that a client’s risk tolerance attitude will remain relatively steady over time.

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